Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairtree Asset Management LLP
FRN 826211
- [FCA CF] Client dealing (since 1 Sep 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 13 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jun 2025)
- CF4 Partner (1 May 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 May 2019 to 8 Dec 2019)
- CF30 Customer (1 May 2019 to 8 Dec 2019)
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- CF30 Customer (26 Apr 2018 to 1 May 2019)
- CF4 Partner (AR) (26 Apr 2018 to 1 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.