Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Sep 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jun 2025)
    • CF4 Partner (1 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2019 to 8 Dec 2019)
    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (26 Apr 2018 to 1 May 2019)
    • CF4 Partner (AR) (26 Apr 2018 to 1 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.