Fairtree Asset Management LLP

Date authorised
1 May 2019
Companies House
OC420877
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parallel House, 32 London Road
    London
    GU1 2AB
    UNITED KINGDOM
    Phone
    +441483230385
    Web
    https://www.fairtree.com

  • Complaints Contact

    Parallel House, 32 London Road
    London
    GU1 2AB
    UNITED KINGDOM
    Phone
    +441483230385

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Fairtree Capital UK Ltd

    IRN XXF01113

    • CF4 Partner (1 May 2019 to 6 Dec 2019)
  • Bradley Anthony

    IRN BXA00158

    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Manager of certification employee (since 2 Sep 2024)
    • SMF27 Partner (since 8 Jun 2022)
  • Dane Merrick

    IRN DXM03112

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Francis Simon Wheeler

    IRN FXW00094

    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Graham Ziervogel

    IRN GXZ00003

    • [FCA CF] Client dealing (since 3 Feb 2020)
  • Paul Crawford

    IRN PXC02457

    • [FCA CF] Client dealing (since 1 Sep 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jun 2025)
    • CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2019 to 8 Dec 2019)
    • CF30 Customer (1 May 2019 to 8 Dec 2019)
    • CF4 Partner (1 May 2019 to 8 Dec 2019)
  • Sazi Junior Ntuli

    IRN SXN00425

    • SMF16 Compliance Oversight (since 13 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

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