Paul Christopher Clement

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tico Capital Management Limited

    FRN 940762

    • SMF16 Compliance Oversight (since 9 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jul 2021)
  • Conductor Capital Asset Management LLP (no longer approved here)

    FRN 977838

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Feb 2023 to 29 Feb 2024)
    • SMF16 Compliance Oversight (20 Feb 2023 to 29 Feb 2024)
  • Alanda Capital Management Limited (no longer approved here)

    FRN 765756

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2020)
    • CF10 Compliance Oversight (20 Aug 2019 to 8 Dec 2019)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
  • Alva Capital LLP (no longer approved here)

    FRN 630801

    • CF30 Customer (7 Oct 2016 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (7 Oct 2016 to 31 Mar 2017)
    • CF10 Compliance Oversight (7 Oct 2016 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

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