Alanda Capital Management Limited

• Principal Place of Business

  Foxglove House

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442079298557

  Web

  https://www.alandacapital.com

• Complaints Contact

  166 Piccadilly

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442079298554

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Benjamin Richard Phillips

  IRN BRP01051

  • CF30 Customer (1 Sep 2017 to 20 Jul 2018)
• Christian Erasmus Carl-Friedrich Julius Vogel-Claussen

  IRN CXV01092

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (22 Jun 2017 to 8 Dec 2019)
  • CF3 Chief Executive (22 Jun 2017 to 8 Dec 2019)
  • CF1 Director (22 Jun 2017 to 8 Dec 2019)
• DESMOND LAWLOR

  IRN DXL01795

  • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
• Daniel Moreno

  IRN DXM03016

  • CF30 Customer (22 Jun 2017 to 8 Dec 2019)
• Deepak Verma

  IRN DXV01082

  • CF1 Director (30 Jan 2018 to 8 Jul 2019)
  • CF11 Money Laundering Reporting (22 Jun 2017 to 8 Jul 2019)
  • CF10 Compliance Oversight (22 Jun 2017 to 8 Jul 2019)
• Edward Stembridge

  IRN EXS01368

  • CF30 Customer (22 Jun 2017 to 31 Jan 2018)
• Henry Nicholson

  IRN HXN07237

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2021)
  • CF30 Customer (13 Oct 2018 to 8 Dec 2019)
• Oliver Jones

  IRN OXJ01064

  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jan 2021 to 23 Nov 2021)
  • [FCA CF] Client dealing (12 Jan 2021 to 23 Nov 2021)
  • SMF3 Executive Director (12 Jan 2021 to 23 Nov 2021)
  • SMF16 Compliance Oversight (12 Jan 2021 to 23 Nov 2021)
• Paul Christopher Clement

  IRN PXC01581

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2020)
  • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Aug 2019 to 8 Dec 2019)
• Ramesh Monesh Surendar Kirpalani

  IRN RMK01067

  • [FCA CF] Client dealing (1 Mar 2020 to 17 Sep 2021)

No changes recorded yet.