Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Material risk taker (since 6 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2025)
- [FCA CF] Client dealing (since 8 Feb 2021)
- [FCA CF] Manager of certification employee (25 Nov 2022 to 13 Feb 2024)
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- CF30 Customer (4 Jul 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.