Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Client dealing (since 9 Jul 2018)
    • [FCA CF] Material risk taker (since 9 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Jul 2018)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (18 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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