Paul Caldwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 12 Jul 2010)
    • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 9 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.