Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kellands (Bristol) Limited (no longer approved here)

    FRN 196145

    • Director of firm who is not a certification employee or a SMF manager (4 Jan 2021 to 1 Aug 2022)
    • CF10 Compliance Oversight (10 Jun 2015 to 7 Oct 2016)
  • Kellands (Gloucester) Limited (no longer approved here)

    FRN 143312

    • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Aug 2016)
    • Responsible for Insurance Mediation (23 Jan 2013 to 22 Aug 2016)
    • CF10 Compliance Oversight (23 Jan 2013 to 22 Aug 2016)
    • CF11 Money Laundering Reporting (23 Jan 2013 to 22 Aug 2016)
    • CF1 Director (23 Jan 2013 to 22 Aug 2016)
  • Kellands (Hale) Limited (no longer approved here)

    FRN 193498

    • CF10 Compliance Oversight (6 Jul 2015 to 22 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.