Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (4 Jan 2021 to 1 Aug 2022)
- CF10 Compliance Oversight (10 Jun 2015 to 7 Oct 2016)
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- SMF3 Executive Director (9 Dec 2019 to 14 Apr 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 22 Aug 2016)
- Responsible for Insurance Mediation (23 Jan 2013 to 22 Aug 2016)
- CF10 Compliance Oversight (23 Jan 2013 to 22 Aug 2016)
- CF11 Money Laundering Reporting (23 Jan 2013 to 22 Aug 2016)
- CF1 Director (23 Jan 2013 to 22 Aug 2016)
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- CF10 Compliance Oversight (6 Jul 2015 to 22 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.