Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sir Thomas White Loan Charity
FRN 709336
- Director of firm who is not a certification employee or a SMF manager (since 6 Dec 2021)
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Redmayne-Bentley LLP
FRN 499510
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Sep 2015 to 8 Dec 2019)
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- CF30 Customer (8 May 2009 to 31 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 1 May 2009)
- CF27 Investment Management (15 Jul 2002 to 31 Oct 2007)
- CF26 Customer Trading (15 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.