Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CUMBRIA INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 304323

    • (7)SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2025)
    • (6)Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2025)
    • (5)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (8)CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • (9)CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)Responsible for Insurance Mediation at CUMBRIA INSURANCE BROKERS LIMITED

  2. controlled function added: (6)Responsible for Insurance Distribution at CUMBRIA INSURANCE BROKERS LIMITED

  3. controlled function added: (7)SMF1 Chief Executive at CUMBRIA INSURANCE BROKERS LIMITED

  4. controlled function added: (8)CF8 Apportionment and Oversight at CUMBRIA INSURANCE BROKERS LIMITED

  5. controlled function added: (9)CF3 Chief Executive at CUMBRIA INSURANCE BROKERS LIMITED