Date authorised
1 April 2013
Companies House
04417043
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 5
    Clifford Court
    Parkhouse
    Carlisle
    Cumbria
    CA3 0JG
    UNITED KINGDOM
    Phone
    +4401228531071
  • Complaints Contact

    Unit 5
    Clifford Court
    Parkhouse
    Carlisle
    Cumbria
    CA3 0JG
    UNITED KINGDOM
    Phone
    +4401228531071

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig Arthur Seed

    IRN CAS01161

    • (4)SMF3 Executive Director (30 Mar 2022 to 4 Apr 2025)
  • John David Page

    IRN JDP00026

    • (3)Responsible for Insurance Distribution (since 19 Mar 2026)
    • (4)SMF1 Chief Executive (since 30 Mar 2022)
  • Lynsey Brannagan

    IRN LXB00780

    • (1)[FCA CF] Significant management (since 31 Mar 2025)
    • (2)[FCA CF] CASS oversight function (since 31 Mar 2025)
  • Marc Coster

    IRN MXC01347

    • (1)SMF3 Executive Director (17 Jul 2025 to 4 Mar 2026)
  • Paul Bradbury

    IRN PXB01736

    • (7)SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2025)
    • (6)Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2025)
    • (8)CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • (9)CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • (5)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Simon Bland

    IRN SXB01897

    • (2)Responsible for Insurance Distribution (1 Oct 2025 to 18 Mar 2026)
    • (3)SMF3 Executive Director (1 Apr 2022 to 18 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4)SMF1 Chief Executive

  2. controlled function added: (3)Responsible for Insurance Distribution

  3. controlled function added: (2)[FCA CF] CASS oversight function

  4. controlled function added: (1)[FCA CF] Significant management

  5. controlled function added: (9)CF3 Chief Executive

  6. controlled function added: (8)CF8 Apportionment and Oversight

  7. controlled function added: (7)SMF1 Chief Executive

  8. controlled function added: (6)Responsible for Insurance Distribution

  9. controlled function added: (5)Responsible for Insurance Mediation

  10. controlled function added: (4)SMF3 Executive Director