Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (23 May 2022 to 14 Jan 2026)
    • [FCA CF] Client dealing (23 May 2022 to 14 Jan 2026)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2022)
    • CF30 Customer (7 May 2009 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 26 Jul 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.