Paul Barnes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Feb 2023)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 17 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 13 Feb 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 13 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Feb 2023)
    • CF29 Significant management (1 Oct 2012 to 6 Mar 2016)
    • CF30 Customer (28 May 2010 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Proprietary trader (7 Mar 2016 to 17 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 17 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Dec 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Dec 2019)
    • CF30 Customer (28 Jul 2010 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (7 Mar 2016 to 15 Feb 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Feb 2023)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Feb 2020)
    • CF29 Significant management (1 Oct 2012 to 6 Mar 2016)
    • CF30 Customer (15 Feb 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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