Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • SMF22 Other Local Responsibility (7 Mar 2016 to 17 Dec 2020)
    • CF29 Significant management (1 Nov 2011 to 6 Mar 2016)
    • CF30 Customer (18 Mar 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Aug 2002 to 23 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.