Paul Anthony Pryce

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coast & Country Wealth Management Limited

    FRN 732532

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (9 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jun 2016 to 30 Sep 2018)
  • M4 Financial Group Limited (no longer approved here)

    FRN 583474

    • CF30 Customer (19 Aug 2013 to 1 Jul 2016)
  • WPS Wealth Ltd (no longer approved here)

    FRN 602286

    • Employed By (19 Aug 2013 to 1 Jul 2016)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.