Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- SMF22 Other Local Responsibility (since 20 Feb 2025)
- [FCA CF] Client dealing (since 10 Feb 2025)
- [FCA CF] Manager of certification employee (10 Feb 2025 to 20 Feb 2025)
- [FCA CF] Material risk taker (10 Feb 2025 to 20 Feb 2025)
- [FCA CF] Significant management (10 Feb 2025 to 20 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.