Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Sep 2023)
    • CF30 Customer (since 11 Aug 2023)
    • CF1 Director (AR) (since 11 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2023)
    • CF30 Customer (9 Jul 2015 to 24 May 2023)
    • CF1 Director (AR) (31 Aug 2012 to 9 May 2013)
    • (1)Employed By (since 11 Aug 2023)
    • (1)Employed By (31 Aug 2012 to 9 May 2013)
  • Beacon Wealth Management Limited (no longer approved here)

    FRN 526604

    • [FCA CF] Functions requiring qualifications (22 May 2023 to 15 Jun 2023)
  • Cavendish Brooke Limited (no longer approved here)

    FRN 215726

    • Employed By (9 Jul 2015 to 24 May 2023)
  • Ranjit Himatlal Pattni (no longer approved here)

    FRN 215138

    • (12)Employed By (13 Aug 2002 to 20 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.