Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Sep 2023)
- CF30 Customer (since 11 Aug 2023)
- CF1 Director (AR) (since 11 Aug 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2023)
- CF30 Customer (9 Jul 2015 to 24 May 2023)
- CF1 Director (AR) (31 Aug 2012 to 9 May 2013)
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Hathaway Gray Limited
FRN 506780
- (1)Employed By (since 11 Aug 2023)
- (1)Employed By (31 Aug 2012 to 9 May 2013)
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- [FCA CF] Functions requiring qualifications (22 May 2023 to 15 Jun 2023)
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- Employed By (9 Jul 2015 to 24 May 2023)
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- (12)Employed By (13 Aug 2002 to 20 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.