Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Oct 2012 to 8 Nov 2013)
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- CF29 Significant management (3 Sep 2012 to 10 Aug 2015)
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- CF21 Investment Adviser (19 Sep 2005 to 28 Jul 2006)
- CF26 Customer Trading (19 Sep 2005 to 28 Jul 2006)
- CF14 Risk Assessment (19 Sep 2005 to 28 Jul 2006)
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- CF21 Investment Adviser (12 Jan 2004 to 16 Jul 2005)
- CF26 Customer Trading (12 Jan 2004 to 16 Jul 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2003)
- CF26 Customer Trading (1 Dec 2001 to 30 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.