Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF29 Significant management (1 Oct 2012 to 8 Nov 2013)
  • ABN AMRO Bank NV (no longer approved here)

    FRN 523620

    • CF29 Significant management (3 Sep 2012 to 10 Aug 2015)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF21 Investment Adviser (19 Sep 2005 to 28 Jul 2006)
    • CF26 Customer Trading (19 Sep 2005 to 28 Jul 2006)
    • CF14 Risk Assessment (19 Sep 2005 to 28 Jul 2006)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (12 Jan 2004 to 16 Jul 2005)
    • CF26 Customer Trading (12 Jan 2004 to 16 Jul 2005)
  • Allied Irish Banks Plc (no longer approved here)

    FRN 204793

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2003)
    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.