Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (20 Jun 2008 to 8 May 2012)
    • CF21 Investment Adviser (11 Apr 2003 to 1 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Apr 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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