Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Material risk taker (since 13 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Oct 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (7 Mar 2016 to 27 May 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (28 Feb 2013 to 29 Apr 2015)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (25 Sep 2008 to 16 Jan 2013)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF21 Investment Adviser (25 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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