Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anthem Corporate Finance Limited
FRN 211128
- [FCA CF] Client dealing (since 30 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (AR) (19 Jan 2007 to 30 Jun 2011)
- CF23 Corporate Finance Adviser (12 Jul 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (12 Jul 2002 to 8 Dec 2019)
- CF1 Director (12 Jul 2002 to 8 Dec 2019)
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- Employed By (19 Jan 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.