Anthem Corporate Finance Limited

Date authorised
1 April 2013
Companies House
03580990
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Green Park House
    15 Stratton Street
    London
    W1J 8LQ
    UNITED KINGDOM
    Phone
    +4402075145110
    Web
    https://www.anthemcf.com

  • Complaints Contact

    Green Park House
    15 Stratton Street
    London
    W1J 8LQ
    UNITED KINGDOM
    Phone
    +4402036424994

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Michael Swinburne

    IRN AMS01133

    • SMF16 Compliance Oversight (since 19 Jan 2023)
    • [FCA CF] Client dealing (since 30 Nov 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (AR) (19 Jan 2007 to 30 Jun 2011)
    • CF1 Director (12 Jul 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (12 Jul 2002 to 31 Oct 2007)
  • Claudia Inglis

    IRN CXI01033

    • CF30 Customer (12 Jun 2008 to 1 Jul 2011)
  • Gerard Dominic Andrew Bacon

    IRN GDB01073

    • CF30 Customer (30 Dec 2008 to 4 May 2010)
  • James Edmund Dodd

    IRN JXD01444

    • CF30 Customer (1 Nov 2007 to 25 Jan 2012)
    • CF23 Corporate Finance Adviser (8 Nov 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (12 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jul 2002 to 10 Oct 2005)
    • CF1 Director (12 Jul 2002 to 19 Oct 2009)
  • Jonathan James Aldwinckle

    IRN JJA01015

    • CF30 Customer (1 Nov 2007 to 3 Apr 2019)
    • CF21 Investment Adviser (10 Sep 2002 to 31 Oct 2007)
  • Kieran Francis Murphy

    IRN KFM01013

    • CF21 Investment Adviser (25 Apr 2003 to 23 Jan 2004)
    • CF1 Director (AR) (25 Apr 2003 to 23 Jan 2004)
  • Marie-Aline Perrier

    IRN MXP01372

    • CF30 Customer (1 Nov 2007 to 26 Dec 2007)
    • CF23 Corporate Finance Adviser (2 Sep 2004 to 31 Oct 2007)
  • Patrick William Jacob

    IRN PWJ01010

    • [FCA CF] Client dealing (since 30 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (AR) (19 Jan 2007 to 30 Jun 2011)
    • CF1 Director (12 Jul 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (12 Jul 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (12 Jul 2002 to 8 Dec 2019)
  • Richard James Arthur Golding

    IRN RJG01160

    • CF30 Customer (1 Nov 2007 to 9 Apr 2014)
    • CF4 Partner (AR) (19 Jan 2007 to 30 Jun 2011)
    • CF1 Director (12 Jul 2002 to 9 Apr 2014)
    • CF10 Compliance Oversight (12 Jul 2002 to 9 Apr 2014)
    • CF23 Corporate Finance Adviser (12 Jul 2002 to 31 Oct 2007)
  • Simon James Richard Hudson

    IRN SJH01460

    • [FCA CF] Client dealing (since 30 Nov 2022)
    • CF30 Customer (13 May 2008 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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