Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Janus Henderson Fund Management UK Limited
FRN 121859
- [FCA CF] Material risk taker (since 12 Jun 2024)
- SMF3 Executive Director (since 12 Jun 2024)
- [FCA CF] Manager of certification employee (since 18 Mar 2024)
- [FCA CF] Client dealing (since 18 Mar 2024)
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Janus Henderson Investors UK Limited
FRN 121857
- [FCA CF] Manager of certification employee (since 18 Mar 2024)
- [FCA CF] Client dealing (since 18 Mar 2024)
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- [FCA CF] Manager of certification employee (since 18 Mar 2024)
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- [FCA CF] Client dealing (15 Jul 2022 to 31 Jan 2024)
- [FCA CF] Significant management (15 Jul 2022 to 9 Oct 2023)
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- [FCA CF] Client dealing (15 Jul 2022 to 31 Jan 2024)
- [FCA CF] Significant management (15 Jul 2022 to 9 Oct 2023)
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- [FCA CF] Material risk taker (16 Nov 2017 to 3 May 2022)
- [FCA CF] Client dealing (16 Nov 2017 to 3 May 2022)
- [FCA CF] Manager of certification employee (16 Nov 2017 to 3 May 2022)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (26 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (26 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (10 Dec 2012 to 24 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.