Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBIM Limited

    FRN 593265

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (27 Aug 2020 to 25 Nov 2022)
    • CF1 Director (19 Jul 2013 to 1 Sep 2017)
    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF1 Director (19 Nov 2003 to 11 Mar 2004)
    • CF27 Investment Management (19 Nov 2003 to 11 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.