Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GBIM Limited
FRN 593265
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (27 Aug 2020 to 25 Nov 2022)
- CF1 Director (19 Jul 2013 to 1 Sep 2017)
- CF30 Customer (19 Jul 2013 to 8 Dec 2019)
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- CF1 Director (19 Nov 2003 to 11 Mar 2004)
- CF27 Investment Management (19 Nov 2003 to 11 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.