Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 6 Mar 2019)
- [FCA CF] Significant management (11 Mar 2020 to 24 Sep 2025)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 6 Mar 2019)
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- [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
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- CF21 Investment Adviser (17 Aug 2002 to 4 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.