Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 29 Jul 2024)
    • [FCA CF] Significant management (30 Nov 2020 to 29 Jul 2024)
    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • Seneca Partners Limited (no longer approved here)

    FRN 583361

    • CF30 Customer (19 Oct 2016 to 3 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.