Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
    • [FCA CF] Client dealing (since 25 Feb 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
  • CPN Investment Management LLP (no longer approved here)

    FRN 579506

    • Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 28 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2026)
    • CF30 Customer (25 Feb 2019 to 14 Mar 2026)
  • CPN Financial Services Limited (no longer approved here)

    FRN 731205

    • Employed By (31 May 2019 to 14 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.