Patrick John Ellicock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tom French & Associates Limited (no longer approved here)
FRN 185513
- CF30 Customer (1 Nov 2007 to 24 Dec 2008)
- CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (10 Mar 2006 to 22 Nov 2006)
- CF22 Investment Adviser (Trainee) (4 Jul 2005 to 10 Mar 2006)
- CF7 Sole Trader (AR) (4 Jul 2005 to 28 Oct 2005)
Alexandra Investment & Pension Consultancy Limited (no longer approved here)
FRN 186438
- (2)Employed By (15 Jul 1999 to 29 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.