Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LiveMore Advice Limited
FRN 730706
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 25 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
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LiveMore Capital Limited
FRN 820578
- [FCA CF] Significant management (since 6 Jan 2020)
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- CF10 Compliance Oversight (21 Mar 2017 to 18 Jan 2018)
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 Jan 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 18 Jan 2018)
- CF1 Director (19 May 2003 to 18 Jan 2018)
- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2006)
- CF11 Money Laundering Reporting (1 Dec 2001 to 18 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.