Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
    • [FCA CF] Significant management (since 6 Jan 2020)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • CF10 Compliance Oversight (21 Mar 2017 to 18 Jan 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 18 Jan 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Jan 2018)
    • CF1 Director (19 May 2003 to 18 Jan 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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