Date authorised
1 August 2016
Companies House
08240787
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Threeways House 40-44
    Clipstone Street
    London
    W1W 5DW
    UNITED KINGDOM
    Phone
    +4402045257754
  • Complaints Contact

    Threeways House
    40-44 Clipstone Street
    London
    W1W 5DW
    UNITED KINGDOM
    Phone
    +4402045257754

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Austin Durant

    IRN AXD00304

    • [FCA CF] Functions requiring qualifications (17 Feb 2022 to 22 Jun 2022)
  • Lee Miller

    IRN LXM00481

    • [FCA CF] Functions requiring qualifications (9 Nov 2023 to 9 May 2024)
  • Leon Edward Diamond

    IRN LED01012

    • SMF1 Chief Executive (since 8 Nov 2022)
    • SMF3 Executive Director (since 8 Nov 2022)
  • Marcus Lytle

    IRN MXL00134

    • [FCA CF] Functions requiring qualifications (26 Apr 2023 to 8 Mar 2024)
  • Mark William Finan

    IRN MWF01020

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 May 2022)
  • Matthew David Fleming-Duffy

    IRN MDF01055

    • [FCA CF] Functions requiring qualifications (14 Jul 2020 to 15 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Nov 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Nov 2022)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2016 to 30 Sep 2018)
  • Patrick John Bunton

    IRN PJB00011

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
  • Sarah Breeze

    IRN SXB00298

    • [FCA CF] Functions requiring qualifications (30 Nov 2023 to 26 Mar 2024)
  • Simon Graeme Webb

    IRN SGW01109

    • Responsible for Insurance Distribution (since 16 Sep 2024)
    • SMF3 Executive Director (since 14 Sep 2022)
  • Simon Leslie Conn

    IRN SLC00026

    • CF2 Non Executive Director (1 Aug 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Simon Conn (no longer appointed)

    FRN 809111 · Appointed 25 Sep 2019 · Until 28 Feb 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.