Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (14 Sep 2018 to 8 Jul 2019)
- CF11 Money Laundering Reporting (14 Sep 2018 to 8 Jul 2019)
- CF30 Customer (3 Jul 2018 to 1 Oct 2019)
- CF4 Partner (17 Nov 2009 to 1 Oct 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Jul 2019)
- CF14 Risk Assessment (28 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.