Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF10 Compliance Oversight (14 Sep 2018 to 8 Jul 2019)
    • CF11 Money Laundering Reporting (14 Sep 2018 to 8 Jul 2019)
    • CF30 Customer (3 Jul 2018 to 1 Oct 2019)
    • CF4 Partner (17 Nov 2009 to 1 Oct 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Jul 2019)
    • CF14 Risk Assessment (28 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.