Patrick Hall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP

    FRN 713859

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (AR) (22 Feb 2022 to 23 Mar 2022)
    • CF3 Chief Executive (23 Nov 2018 to 8 Dec 2019)
    • CF1 Director (AR) (14 Dec 2016 to 20 Dec 2016)
    • CF30 Customer (1 Feb 2016 to 13 Jan 2022)
    • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Feb 2016 to 23 Nov 2018)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2016 to 8 Dec 2019)
  • TBS Placement LLP (no longer approved here)

    FRN 970273

    • Employed By (22 Feb 2022 to 25 Apr 2022)
  • Lynx Fund Managers UK Ltd (no longer approved here)

    FRN 834793

    • (2)Employed By (6 Mar 2019 to 25 Apr 2022)
  • Basset & Gold Plc (no longer approved here)

    FRN 763210

    • Employed By (14 Dec 2016 to 22 Dec 2016)
  • Boston and Alexander LLP (no longer approved here)

    FRN 543477

    • CF10 Compliance Oversight (6 Sep 2012 to 11 Aug 2016)
    • CF11 Money Laundering Reporting (6 Sep 2012 to 11 Aug 2016)
    • CF30 Customer (6 Sep 2011 to 11 Aug 2016)
    • CF4 Partner (6 Sep 2011 to 11 Aug 2016)
    • CF3 Chief Executive (6 Sep 2011 to 11 Aug 2016)
  • Stoneware Capital LLP (no longer approved here)

    FRN 451073

    • CF30 Customer (31 Mar 2010 to 15 Sep 2011)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF4 Partner (22 Nov 2005 to 31 Jan 2007)
    • CF27 Investment Management (2 Dec 2004 to 31 Jan 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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