Patrick Edward Smith

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tribe Schemes Limited
FRN 833426
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 17 Sep 2019)
- CF1 Director (3 Jun 2019 to 8 Dec 2019)
- CF8 Apportionment and Oversight (3 Jun 2019 to 11 May 2019)
BIKMO LIMITED (no longer approved here)
FRN 745230
- CF1 Director (AR) (29 Nov 2017 to 22 Aug 2019)
Asta Underwriting Management Ltd (no longer approved here)
FRN 657311
- CF1 Director (AR) (7 Oct 2016 to 28 Aug 2018)
London General Insurance Company Limited (no longer approved here)
FRN 202689
- CF28 Systems and controls (10 Sep 2012 to 4 Dec 2015)
TWG Services Limited (no longer approved here)
FRN 312440
- CF28 Systems and controls (10 Sep 2012 to 4 Dec 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.