Date authorised
3 June 2019
Companies House
11001408
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Grimwade Avenue
    Croydon
    CR0 5DJ
    UNITED KINGDOM
    Phone
    +4407771642865
  • Complaints Contact

    37 Grimwade Avenue
    Croydon
    CR0 5DJ
    UNITED KINGDOM
    Phone
    +447771642865

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas John Stretton

    IRN NJS01262

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Sep 2019)
    • Responsible for Insurance Distribution (since 3 Jun 2019)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
  • Patrick Edward Smith

    IRN PXS01689

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Sep 2019)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jun 2019 to 11 May 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.