Patrick Chee-Ning Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Banco Santander, S.A. (no longer approved here)
FRN 136261
- [FCA CF] Client dealing (1 Mar 2017 to 31 Dec 2023)
- CF30 Customer (14 Aug 2015 to 6 Mar 2016)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (30 Apr 2014 to 28 Jun 2015)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (12 Sep 2011 to 8 Nov 2013)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (12 Sep 2011 to 8 Nov 2013)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (13 May 2008 to 16 May 2011)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (10 Oct 2002 to 11 Mar 2005)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.