Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCEAN WALL LTD

    FRN 913321

    • [FCA CF] Client dealing (since 11 Aug 2025)
  • Messels Limited (no longer approved here)

    FRN 403323

    • CF30 Customer (4 Jan 2021 to 16 Aug 2023)
    • CF1 Director (AR) (4 Jan 2021 to 16 Aug 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (23 Jul 2013 to 14 Apr 2014)
    • CF30 Customer (20 Oct 2010 to 14 Apr 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (23 Jul 2013 to 14 Apr 2014)
    • CF30 Customer (20 Oct 2010 to 14 Apr 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 15 Jul 2010)
    • CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (8 Apr 2005 to 9 May 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.