Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCEAN WALL LTD
FRN 913321
- [FCA CF] Client dealing (since 11 Aug 2025)
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- CF30 Customer (4 Jan 2021 to 16 Aug 2023)
- CF1 Director (AR) (4 Jan 2021 to 16 Aug 2023)
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- CF29 Significant management (23 Jul 2013 to 14 Apr 2014)
- CF30 Customer (20 Oct 2010 to 14 Apr 2014)
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- CF29 Significant management (23 Jul 2013 to 14 Apr 2014)
- CF30 Customer (20 Oct 2010 to 14 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 15 Jul 2010)
- CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (8 Apr 2005 to 9 May 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.