Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Jul 2009 to 17 Nov 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 17 Nov 2014)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2003)
    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.