Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (6 Mar 2023 to 30 Aug 2024)
- CF30 Customer (1 Nov 2007 to 30 Dec 2011)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
- CF1 Director (AR) (15 Aug 2005 to 31 Dec 2011)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2023)
- CF1 Director (AR) (26 Nov 2015 to 30 Aug 2024)
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- CF1 Director (AR) (26 Nov 2015 to 20 Oct 2016)
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- (1)Employed By (26 Nov 2015 to 30 Aug 2024)
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- (5)Employed By (15 Aug 2005 to 31 Dec 2011)
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- CF21 Investment Adviser (23 May 2005 to 1 Nov 2005)
- CF22 Investment Adviser (Trainee) (22 Sep 2004 to 1 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.