Patric Okumi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 31 Oct 2020)
- CF30 Customer (17 Dec 2013 to 8 Dec 2019)
Liquidnet Europe Limited (no longer approved here)
FRN 198039
- [FCA CF] Client dealing (3 Jan 2025 to 27 Feb 2026)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (3 May 2013 to 1 Oct 2013)
Market Securities LLP (no longer approved here)
FRN 519097
- (214)Employed By (3 May 2013 to 1 Oct 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.