Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF1 Director (19 Apr 2018 to 12 Feb 2019)
    • CF30 Customer (16 Feb 2018 to 12 Feb 2019)
    • CF29 Significant management (16 Feb 2018 to 12 Feb 2019)
  • Singer Capital Markets Advisory LLP (no longer approved here)

    FRN 568323

    • CF30 Customer (16 Feb 2018 to 12 Feb 2019)
    • CF29 Significant management (16 Feb 2018 to 12 Feb 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF1 Director (AR) (6 Jan 2017 to 17 Jul 2017)
    • CF3 Chief Executive (8 Mar 2016 to 17 Jul 2017)
    • CF1 Director (12 Mar 2015 to 17 Jul 2017)
    • CF30 Customer (16 Sep 2013 to 17 Jul 2017)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (22 Dec 2011 to 31 Mar 2012)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF1 Director (AR) (23 Apr 2008 to 28 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 28 Jul 2010)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
  • ICAP Equities Ltd (no longer approved here)

    FRN 481584

    • Employed By (23 Apr 2008 to 12 Feb 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (12 Sep 2005 to 30 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.