Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (19 Apr 2018 to 12 Feb 2019)
- CF30 Customer (16 Feb 2018 to 12 Feb 2019)
- CF29 Significant management (16 Feb 2018 to 12 Feb 2019)
-
- CF30 Customer (16 Feb 2018 to 12 Feb 2019)
- CF29 Significant management (16 Feb 2018 to 12 Feb 2019)
-
- CF1 Director (AR) (6 Jan 2017 to 17 Jul 2017)
- CF3 Chief Executive (8 Mar 2016 to 17 Jul 2017)
- CF1 Director (12 Mar 2015 to 17 Jul 2017)
- CF30 Customer (16 Sep 2013 to 17 Jul 2017)
-
- CF30 Customer (22 Dec 2011 to 31 Mar 2012)
-
- CF1 Director (AR) (23 Apr 2008 to 28 Jul 2010)
- CF30 Customer (1 Nov 2007 to 28 Jul 2010)
- CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
-
- Employed By (23 Apr 2008 to 12 Feb 2019)
-
- CF21 Investment Adviser (12 Sep 2005 to 30 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.