Patick Marx

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Greenvale Capital LLP
FRN 677317
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 28 May 2020)
- CF30 Customer (29 Sep 2015 to 8 Dec 2019)
- CF4 Partner (29 Sep 2015 to 8 Dec 2019)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF4 Partner (8 Jul 2013 to 5 Apr 2014)
- CF30 Customer (5 Jun 2013 to 30 Jan 2015)
Caxton Associates LLP (no longer approved here)
FRN 504390
- CF30 Customer (1 May 2012 to 2 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.