Date authorised
29 September 2015
Companies House
OC398679
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Vere Street
    1st Floor
    London
    Westminster
    W1G 0DF
    UNITED KINGDOM
    Phone
    +442032303700
  • Complaints Contact

    1 Vere Street
    1st Floor
    London
    W1G 0DF
    UNITED KINGDOM
    Phone
    +442032303700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Broadstone Bay Limited

    IRN XXB01127

    • SMF27 Partner (9 Dec 2019 to 16 Apr 2020)
    • CF4 Partner (29 Sep 2015 to 8 Dec 2019)
  • . Greenvale Capital Services Limited

    IRN XXG01144

    • SMF27 Partner (9 Dec 2019 to 16 Apr 2020)
    • CF4 Partner (29 Sep 2015 to 8 Dec 2019)
  • Andrew Wall

    IRN WXA01030

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (29 Sep 2015 to 8 Dec 2019)
    • CF4 Partner (29 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Sep 2015 to 8 Dec 2019)
  • Bruce Emery

    IRN BXE01070

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (29 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
  • Christopher Dennis

    IRN CXD01189

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (29 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
  • Dominic Eccles

    IRN DXE01276

    • SMF27 Partner (since 13 Feb 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jenny McBride

    IRN JXM17949

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • Matthew Caldwell

    IRN MXC02380

    • [FCA CF] Client dealing (since 15 May 2025)
  • Oliver Cobb

    IRN OJC01017

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 16 Apr 2020)
    • CF4 Partner (5 Apr 2019 to 8 Dec 2019)
  • Patick Marx

    IRN PCM01073

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 28 May 2020)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
    • CF4 Partner (29 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.