Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • SMF16 Compliance Oversight (since 1 Nov 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
    • Responsibility for MCD Intermediation (since 1 Nov 2021)
    • Responsible for Insurance Distribution (since 1 Nov 2021)
  • Anthony & Co Asset Management Ltd (no longer approved here)

    FRN 740354

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2021)
  • Lifesure Group Limited (no longer approved here)

    FRN 305038

    • CF1 Director (4 Apr 2013 to 1 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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