Date authorised
1 April 2013
Companies House
00977416
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Fenice Court
    Phoenix Park
    Eaton Socon
    St. Neots
    Cambs
    PE19 8EW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    G2 7AT
    UNITED KINGDOM
    Phone
    +4401412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Richard Barnes

    IRN CRB01117

    • CF3 Chief Executive (14 Jan 2005 to 20 May 2013)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Dec 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Dec 2007)
    • CF1 Director (14 Jan 2005 to 20 May 2013)
  • James Oliver Whittingham

    IRN JXW15948

    • SMF3 Executive Director (since 1 Dec 2023)
  • Louise Marie Hughes

    IRN LXH00035

    • SMF3 Executive Director (29 Sep 2023 to 24 Feb 2025)
  • Michael Peter Rea

    IRN MPR01056

    • SMF3 Executive Director (22 Dec 2023 to 2 Sep 2024)
    • SMF1 Chief Executive (22 Dec 2023 to 2 Sep 2024)
  • Nicholas George Robert Harris

    IRN NGH00006

    • SMF1 Chief Executive (since 2 Sep 2024)
    • SMF3 Executive Director (since 2 Sep 2024)
    • Responsible for Insurance Distribution (since 2 Sep 2024)
  • Nicholas John Long

    IRN NJL01093

    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2020)
    • CF1 Director (9 Sep 2019 to 8 Dec 2019)
  • Nigel Andrew Hutton

    IRN NAH01095

    • CF1 Director (6 Jun 2011 to 5 Jul 2013)
    • CF29 Significant management (11 Jun 2010 to 5 Jul 2013)
    • CF28 Systems and controls (11 Jun 2010 to 5 Jul 2013)
  • Pasqualina Iaciofano

    IRN PXI01075

    • CF1 Director (4 Apr 2013 to 1 Jan 2018)
  • Paul Reid

    IRN PXR01873

    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jul 2024)
    • Responsible for Insurance Mediation (5 May 2017 to 30 Sep 2018)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • Ric Barnes

    IRN RLB01092

    • CF8 Apportionment and Oversight (13 Dec 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 May 2017)
    • CF1 Director (14 Jan 2005 to 4 May 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.