Partha Das

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
    • CF30 Customer (20 Nov 2014 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF30 Customer (25 Jan 2011 to 30 Sep 2013)
  • ICICI Bank UK Plc (no longer approved here)

    FRN 223268

    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF22 Investment Adviser (Trainee) (22 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.