Parimal Kumar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 20 Aug 2025)
- [FCA CF] Client dealing (5 Oct 2022 to 3 Dec 2024)
Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 20 Aug 2025)
- [FCA CF] Significant management (9 Sep 2020 to 3 Dec 2024)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Client dealing (5 Oct 2022 to 3 Dec 2024)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF30 Customer (14 Jun 2010 to 19 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.