Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2024)
- CF30 Customer (8 Nov 2017 to 15 Sep 2024)
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- CF30 Customer (2 Aug 2013 to 7 Nov 2017)
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- CF30 Customer (3 Sep 2010 to 26 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 7 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.