Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McHardy Private Wealth Limited
FRN 469955
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
- [FCA CF] Client dealing (since 14 Aug 2024)
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- [FCA CF] Client dealing (9 Dec 2020 to 19 Nov 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Nov 2024)
- CF30 Customer (6 Oct 2011 to 8 Dec 2019)
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- CF30 Customer (9 Jul 2009 to 28 Oct 2011)
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- (7)Employed By (21 Jul 2008 to 7 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 11 Jul 2008)
- CF22 Investment Adviser (Trainee) (26 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.