Pamela Ann Swain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Parliament Hill Ltd
FRN 308448
- CF1 Director (AR) (since 19 Jul 2006)
The British Association of Dental Nurses
FRN 409689
- (1)Employed By (since 19 Jul 2006)
Trafalgar Risk Management Limited (no longer approved here)
FRN 311662
- CF1 Director (AR) (25 Jul 2008 to 6 Aug 2019)

Updates to this individual's record on the FCA register.

19 hours ago
controlled function removed: Employed By at The British Association of Dental Nurses
19 hours ago
controlled function added: (1)Employed By at The British Association of Dental Nurses

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.