Trafalgar Risk Management Limited

Date authorised
1 April 2013
Companies House
03876370
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Trafalgar Risk Management Limited
    51 Eastcheap
    London
    EC3M 1JP
    UNITED KINGDOM
    Phone
    +4403338000000
    Web
    https://www.trafalgarinsurance.co.uk

  • Complaints Contact

    Trafalgar Risk Management Limited
    51 Eastcheap
    London
    EC3M 1JP
    UNITED KINGDOM
    Phone
    +4403338000000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelvin Robert John Wheat

    IRN KRW01039

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (23 Jun 2014 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Neil David Inns

    IRN NDI01001

    • CF28 Systems and controls (1 Nov 2007 to 13 Aug 2014)
    • CF29 Significant management (1 Nov 2007 to 13 Aug 2014)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 13 Aug 2014)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 13 Aug 2014)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Neil John Carre

    IRN NJC01224

    • CF1 Director (AR) (9 Apr 2013 to 6 Aug 2019)
  • Pamela Ann Swain

    IRN PAS01272

    • CF1 Director (AR) (25 Jul 2008 to 6 Aug 2019)
  • Ronald Kay Dougal

    IRN RKD01026

    • CF1 Director (AR) (24 Mar 2011 to 2 Sep 2015)
  • Siobhan O'Callaghan

    IRN SXO00314

    • [FCA CF] Significant management (since 12 Mar 2026)
  • Timothy George Cramphorn

    IRN TGC01019

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Jan 2009 to 8 Dec 2019)
  • Tina Cant

    IRN TXC01397

    • CF1 Director (AR) (15 Mar 2011 to 2 Sep 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.